About the Episode

My guest today is Dave Whitaker, who is president of Foreside. Foreside provides a suite of services and a platform-based model to automate and simplify compliance and distribution for asset management firms. Dave is going to talk to about some of the latest developments in the regulatory arena, including form CRS, and what they mean for advisors.

About Our Guest

With over 20 years in the financial services industry, Dave oversees all aspects of Foreside’s business strategy. He works closely with the executive management team to ensure the delivery of Foreside’s client services and solutions. Prior to joining Foreside, he held several different leadership positions, including head of regulatory administration at a fund service provider. He has also served as managing member of a financial services consulting firm.

Show Notes

Here is a link to Foreside’s web site, for those who would like more information.